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<?xml version="1.0"?>
<!-- This file is part of the book -->
<!-- -->
<!-- Abstract Algebra: Theory and Applications -->
<!-- -->
<!-- Text: Copyright (C) 1997-2025 Thomas W. Judson -->
<!-- Sage: Copyright (C) 2010-2025 Robert A. Beezer -->
<!-- See the file COPYING for copying conditions. -->
<!-- This file is part of the book -->
<!-- -->
<!-- See the file COPYING for copying conditions. -->
<chapter xmlns:xi="http://www.w3.org/2001/XInclude" xml:id="fields">
<title>Fields</title>
<introduction>
<p>
It is natural to ask whether or not some field <m>F</m> is contained in a larger field.
We think of the rational numbers,
which reside inside the real numbers,
while in turn, the real numbers live inside the complex numbers.
We can also study the fields between <m>{\mathbb Q}</m> and
<m>{\mathbb R}</m> and inquire as to the nature of these fields.
</p>
<p>
More specifically if we are given a field <m>F</m> and a polynomial <m>p(x) \in F[x]</m>,
we can ask whether or not we can find a field <m>E</m> containing <m>F</m> such that <m>p(x)</m> factors into linear factors over <m>E[x]</m>.
For example, if we consider the polynomial
<me>
p(x) = x^4 -5 x^2 + 6
</me>
in <m>{\mathbb Q}[x]</m>,
then <m>p(x)</m> factors as <m>(x^2 - 2)(x^2 - 3)</m>.
However, both of these factors are irreducible in <m>{\mathbb Q}[x]</m>.
If we wish to find a zero of <m>p(x)</m>,
we must go to a larger field.
Certainly the field of real numbers will work, since
<me>
p(x) = (x - \sqrt{2} ) (x + \sqrt{2} )( x - \sqrt{3})(x + \sqrt{3})
</me>.
It is possible to find a smaller field in which <m>p(x)</m> has a zero, namely
<me>
{\mathbb Q }( \sqrt{2} ) = \{ a + b \sqrt{2} : a, b \in {\mathbb Q} \}
</me>.
We wish to be able to compute and study such fields for arbitrary polynomials over a field <m>F</m>.
</p>
</introduction>
<section xml:id="fields-section-extension-fields">
<title>Extension Fields</title>
<introduction>
<p>
A field <m>E</m> is an <term>extension field</term><idx><h>Extension</h><h>field</h></idx><idx><h>Field</h><h>extension</h></idx>
of a field <m>F</m> if <m>F</m> is a subfield of <m>E</m>.
The field <m>F</m> is called the <idx><h>Field</h><h>base</h></idx><term>base field</term>.
We write <m>F \subset E</m>.
</p>
<example xml:id="fields-example-q-sqrt2">
<p>
For example, let
<me>
F = {\mathbb Q}( \sqrt{2}\,) = \{ a + b \sqrt{2} : a, b \in {\mathbb Q} \}
</me>
and let <m>E = {\mathbb Q }( \sqrt{2} + \sqrt{3}\,)</m> be the smallest field containing both
<m>{\mathbb Q}</m> and <m>\sqrt{2} + \sqrt{3}</m>.
Both <m>E</m> and <m>F</m> are extension fields of the rational numbers.
We claim that <m>E</m> is an extension field of <m>F</m>.
To see this,
we need only show that <m>\sqrt{2}</m> is in <m>E</m>.
Since <m>\sqrt{2} + \sqrt{3}</m> is in <m>E</m>,
<m>1 / (\sqrt{2} + \sqrt{3}\,) = \sqrt{3} - \sqrt{2}</m> must also be in <m>E</m>.
Taking linear combinations of
<m>\sqrt{2} + \sqrt{3}</m> and <m>\sqrt{3} - \sqrt{2}</m>,
we find that <m>\sqrt{2}</m> and
<m>\sqrt{3}</m> must both be in <m>E</m>.
</p>
</example>
<example xml:id="fields-example-finite-f4">
<p>
Let <m>p(x) = x^2 + x + 1 \in {\mathbb Z}_2[x]</m>.
Since neither 0 nor 1 is a root of this polynomial,
we know that <m>p(x)</m> is irreducible over <m>{\mathbb Z}_2</m>.
We will construct a field extension of
<m>{\mathbb Z}_2</m> containing an element <m>\alpha</m> such that <m>p(\alpha) = 0</m>.
By <xref ref="poly-theorem-max-ideal"/>,
the ideal <m>\langle p(x) \rangle</m> generated by <m>p(x)</m> is maximal;
hence, <m>{\mathbb Z}_2[x] / \langle p(x) \rangle</m> is a field.
Let <m>f(x) + \langle p(x) \rangle</m> be an arbitrary element of <m>{\mathbb Z}_2[x] / \langle p(x) \rangle</m>.
By the division algorithm,
<me>
f(x) = (x^2 + x + 1) q(x) + r(x)
</me>,
where the degree of <m>r(x)</m> is less than the degree of <m>x^2 + x + 1</m>.
Therefore,
<me>
f(x) + \langle x^2 + x + 1 \rangle = r(x) + \langle x^2 + x + 1 \rangle
</me>.
The only possibilities for <m>r(x)</m> are then <m>0</m>,
<m>1</m>, <m>x</m>, and <m>1 + x</m>.
Consequently,
<m>E = {\mathbb Z}_2[x] / \langle x^2 + x + 1 \rangle</m> is a field with four elements and must be a field extension of <m>{\mathbb Z}_2</m>,
containing a zero <m>\alpha</m> of <m>p(x)</m>.
The field <m>{\mathbb Z}_2( \alpha)</m> consists of elements
<md>
<mrow>0 + 0 \alpha & = 0</mrow>
<mrow>1 + 0 \alpha & = 1</mrow>
<mrow>0 + 1 \alpha & = \alpha</mrow>
<mrow>1 + 1 \alpha & = 1 + \alpha</mrow>
</md>.
Notice that <m>{\alpha}^2 + {\alpha} + 1 = 0</m>;
hence, if we compute <m>(1 + \alpha)^2</m>,
<me>
(1 + \alpha)(1 + \alpha)= 1 + \alpha + \alpha + (\alpha)^2 = \alpha
</me>.
Other calculations are accomplished in a similar manner.
We summarize these computations in the following tables,
which tell us how to add and multiply elements in <m>E</m>.
</p>
</example>
<figure xml:id="fields-table-addition-z2-alpha">
<!-- math table -->
<caption>Addition Table for <m>{\mathbb Z}_2(\alpha)</m></caption>
<p>
<me>
\begin{array}{c|cccc}
+ & 0 & 1 & \alpha & 1 + \alpha \\
\hline
0 & 0 & 1 & \alpha & 1 + \alpha \\
1 & 1 & 0 & 1 + \alpha & \alpha \\
\alpha & \alpha & 1 + \alpha & 0 & 1 \\
1 + \alpha & 1 + \alpha & \alpha & 1 & 0
\end{array}
</me>
</p>
</figure>
<figure xml:id="fields-table-multiplication-z2-alpha">
<!-- math table -->
<caption>Multiplication Table for <m>{\mathbb Z}_2(\alpha)</m></caption>
<p>
<me>
\begin{array}{c|cccc}
\cdot & 0 & 1 & \alpha & 1 + \alpha \\
\hline
0 & 0 & 0 & 0 & 0 \\
1 & 0 & 1 & \alpha & 1 + \alpha \\
\alpha & 0 & \alpha & 1 + \alpha & 1 \\
1 + \alpha & 0 & 1 + \alpha & 1 & \alpha
\end{array}
</me>
</p>
</figure>
<p>
The following theorem, due to Kronecker,
is so important and so basic to our understanding of fields that it is often known as the Fundamental Theorem of Field Theory.
</p>
<theorem xml:id="fields-theorem-fundamental-of-field-theory">
<statement>
<p>
Let <m>F</m> be a field and let <m>p(x)</m> be a nonconstant polynomial in <m>F[x]</m>.
Then there exists an extension field <m>E</m> of <m>F</m> and an element
<m>\alpha \in E</m> such that <m>p(\alpha) = 0</m>.
</p>
</statement>
<proof>
<p>
To prove this theorem,
we will employ the method that we used to construct <xref ref="fields-example-finite-f4"/>.
Clearly, we can assume that <m>p(x)</m> is an irreducible polynomial.
We wish to find an extension field <m>E</m> of <m>F</m> containing an element <m>\alpha</m> such that <m>p(\alpha) = 0</m>.
The ideal <m>\langle p(x) \rangle</m> generated by <m>p(x)</m> is a maximal ideal in <m>F[x]</m> by <xref ref="poly-theorem-max-ideal"/>;
hence, <m>F[x]/\langle p(x) \rangle</m> is a field.
We claim that <m>E = F[x]/\langle p(x) \rangle</m> is the desired field.
</p>
<p>
We first show that <m>E</m> is a field extension of <m>F</m>.
We can define a homomorphism of commutative rings by the map <m>\psi:F \rightarrow F[x]/\langle p(x) \rangle</m>,
where <m>\psi(a) = a + \langle p(x)\rangle</m> for <m>a \in F</m>.
It is easy to check that <m>\psi</m> is indeed a ring homomorphism.
Observe that
<me>
\psi( a ) + \psi( b ) = (a + \langle p(x) \rangle) + (b + \langle p(x) \rangle) = (a + b) + \langle p(x) \rangle = \psi( a + b )
</me>
and
<me>
\psi( a ) \psi( b ) = (a + \langle p(x) \rangle) (b + \langle p(x) \rangle) = ab + \langle p(x) \rangle = \psi( ab )
</me>.
To prove that <m>\psi</m> is one-to-one, assume that
<me>
a + \langle p(x) \rangle = \psi(a) = \psi(b) = b + \langle p(x) \rangle
</me>.
Then <m>a - b</m> is a multiple of <m>p(x)</m>,
since it lives in the ideal <m>\langle p(x) \rangle</m>.
Since <m>p(x)</m> is a nonconstant polynomial,
the only possibility is that <m>a - b = 0</m>.
Consequently, <m>a = b</m> and <m>\psi</m> is injective.
Since <m>\psi</m> is one-to-one,
we can identify <m>F</m> with the subfield
<m>\{ a + \langle p(x) \rangle : a \in F \}</m> of <m>E</m> and view <m>E</m> as an extension field of <m>F</m>.
</p>
<!-- \alpha is in E not F - TWJ 4/23/2011 -->
<p>
It remains for us to prove that <m>p(x)</m> has a zero <m>\alpha \in E</m>.
Set <m>\alpha = x + \langle p(x) \rangle</m>.
Then <m>\alpha</m> is in <m>E</m>.
If <m>p(x) = a_0 + a_1 x + \cdots + a_n x^n</m>, then
<md>
<mrow>p( \alpha ) & = a_0 + a_1( x + \langle p(x) \rangle) + \cdots + a_n ( x + \langle p(x) \rangle)^n</mrow>
<mrow>& = a_0 + ( a_1 x + \langle p(x) \rangle) + \cdots + (a_n x^n + \langle p(x) \rangle)</mrow>
<mrow>& = a_0 + a_1 x + \cdots + a_n x^n + \langle p(x) \rangle</mrow>
<mrow>& = 0 + \langle p(x) \rangle</mrow>
</md>.
Therefore, we have found an element
<m>\alpha \in E = F[x]/\langle p(x) \rangle</m> such that <m>\alpha</m> is a zero of <m>p(x)</m>.
</p>
</proof>
</theorem>
<example xml:id="fields-example-finite-f8">
<p>
Let <m>p(x) = x^5 + x^4 + 1 \in {\mathbb Z}_2[x]</m>.
Then <m>p(x)</m> has irreducible factors
<m>x^2 + x + 1</m> and <m>x^3 + x + 1</m>.
For a field extension <m>E</m> of
<m>{\mathbb Z}_2</m> such that <m>p(x)</m> has a root in <m>E</m>,
we can let <m>E</m> be either
<m>{\mathbb Z}_2[x] / \langle x^2 + x + 1 \rangle</m> or <m>{\mathbb Z}_2[x] / \langle x^3 + x + 1 \rangle</m>.
We will leave it as an exercise to show that
<m>{\mathbb Z}_2[x] / \langle x^3 + x + 1 \rangle</m> is a field with <m>2^3 = 8</m> elements.
</p>
</example>
</introduction>
<subsection xml:id="fields-subsection-algebraic-elements">
<title>Algebraic Elements</title>
<p>
An element <m>\alpha</m> in an extension field <m>E</m> over <m>F</m> is <term>algebraic</term>
over <m>F</m> if <m>f(\alpha)=0</m> for some nonzero polynomial <m>f(x) \in F[x]</m>.
An element in <m>E</m> that is not algebraic over <m>F</m> is
<term>transcendental</term><idx><h>Element</h><h>transcendental</h></idx><idx><h>Transcendental element</h></idx>
over <m>F</m>.
An extension field <m>E</m> of a field <m>F</m> is an
<term>algebraic extension</term><idx><h>Algebraic extension</h></idx><idx><h>Extension</h><h>algebraic</h></idx>
of <m>F</m> if every element in <m>E</m> is algebraic over <m>F</m>.
If <m>E</m> is a field extension of <m>F</m> and
<m>\alpha_1, \ldots, \alpha_n</m> are contained in <m>E</m>,
we denote the smallest field containing <m>F</m> and
<m>\alpha_1, \ldots, \alpha_n</m> by <m>F( \alpha_1, \ldots, \alpha_n)</m>.
<notation>
<usage><m>F( \alpha_1, \ldots, \alpha_n)</m></usage>
<description>smallest field containing <m>F</m> and <m>\alpha_1, \ldots, \alpha_n</m></description>
</notation>
If <m>E = F( \alpha )</m> for some <m>\alpha \in E</m>,
then <m>E</m> is a <term>simple extension</term><idx><h>Simple extension</h></idx><idx><h>Extension</h><h>simple</h></idx>
of <m>F</m>.
</p>
<example xml:id="fields-example-extension-pi">
<p>
Both <m>\sqrt{2}</m> and <m>i</m> are algebraic over
<m>{\mathbb Q}</m> since they are zeros of the polynomials <m>x^2 -2</m> and <m>x^2 + 1</m>,
respectively.
Clearly <m>\pi</m> and <m>e</m> are algebraic over the real numbers;
however, it is a nontrivial fact that they are transcendental over <m>{\mathbb Q}</m>.
Numbers in <m>{\mathbb R}</m> that are algebraic over
<m>{\mathbb Q}</m> are in fact quite rare.
Almost all real numbers are transcendental over <m>{\mathbb Q}</m>.<fn>
The probability that a real number chosen at random from the interval <m>[0, 1]</m> will be transcendental over the rational numbers is one.
</fn>(In many cases we do not know whether or not a particular number is transcendental;
for example,
it is still not known whether <m>\pi + e</m> is transcendental or algebraic.)
</p>
</example>
<p>
A complex number that is algebraic over <m>{\mathbb Q}</m> is an
<idx><h>Algebraic number</h></idx><term>algebraic number</term>.
A <term>transcendental number</term><idx><h>Transcendental number</h></idx>
is an element of <m>{\mathbb C}</m> that is transcendental over <m>{\mathbb Q}</m>.
</p>
<example xml:id="fields-example-sqrt2-sqrt3">
<p>
We will show that <m>\sqrt{2 + \sqrt{3} }</m> is algebraic over <m>{\mathbb Q}</m>.
If <m>\alpha = \sqrt{2 + \sqrt{3} }</m>,
then <m>\alpha^2 = 2 + \sqrt{3}</m>.
Hence, <m>\alpha^2 - 2 = \sqrt{3}</m> and <m>( \alpha^2 - 2)^2 = 3</m>.
Since <m>\alpha^4 - 4 \alpha^2 + 1 = 0</m>,
it must be true that <m>\alpha</m> is a zero of the polynomial <m>x^4 - 4 x^2 + 1 \in {\mathbb Q}[x]</m>.
</p>
</example>
<p>
It is very easy to give an example of an extension field <m>E</m> over a field <m>F</m>,
where <m>E</m> contains an element transcendental over <m>F</m>.
The following theorem characterizes transcendental extensions.
</p>
<theorem>
<statement>
<p>
Let <m>E</m> be an extension field of <m>F</m> and <m>\alpha \in E</m>.
Then <m>\alpha</m> is transcendental over <m>F</m> if and only if
<m>F( \alpha )</m> is isomorphic to <m>F(x)</m>,
the field of fractions of <m>F[x]</m>.
</p>
</statement>
<proof>
<p>
Let <m>\phi_{\alpha} : F[x] \rightarrow E</m> be the evaluation homomorphism for <m>\alpha</m>.
Then <m>\alpha</m> is transcendental over <m>F</m> if and only if
<m>\phi_{\alpha} (p(x)) = p(\alpha) \neq 0</m> for all nonconstant polynomials <m>p(x) \in F[x]</m>.
This is true if and only if <m>\ker \phi_{\alpha} = \{ 0 \}</m>;
that is, it is true exactly when <m>\phi_{\alpha}</m> is one-to-one.
Hence, <m>E</m> must contain a copy of <m>F[x]</m>.
The smallest field containing <m>F[x]</m> is the field of fractions <m>F(x)</m>.
By <xref ref="domains-theorem-field-of-quotients"/>, <m>E</m> must contain a copy of this field.
</p>
</proof>
</theorem>
<p>
We have a more interesting situation in the case of algebraic extensions.
</p>
<theorem>
<statement>
<p>
Let <m>E</m> be an extension field of a field <m>F</m> and
<m>\alpha \in E</m> with <m>\alpha</m> algebraic over <m>F</m>.
Then there is a unique irreducible monic polynomial
<m>p(x) \in F[x]</m> of smallest degree such that <m>p( \alpha ) = 0</m>.
If <m>f(x)</m> is another polynomial in <m>F[x]</m> such that <m>f(\alpha) = 0</m>,
then <m>p(x)</m> divides <m>f(x)</m>.
</p>
</statement>
<!-- Removed the hypothesis that f(x) be monic. Suggested by Davis Schubert. - TWJ 4/24/2013 -->
<proof>
<p>
Let <m>\phi_{\alpha} : F[x] \rightarrow E</m> be the evaluation homomorphism.
The kernel of <m>\phi_{\alpha}</m> is a principal ideal generated by some
<m>p(x) \in F[x]</m> with <m>\deg p(x) \geq 1</m>.
We know that such a polynomial exists,
since <m>F[x]</m> is a principal ideal domain and <m>\alpha</m> is algebraic.
The ideal <m>\langle p(x) \rangle</m> consists exactly of those elements of <m>F[x]</m> having <m>\alpha</m> as a zero.
If <m>f( \alpha ) = 0</m> and <m>f(x)</m> is not the zero polynomial,
then <m>f(x) \in \langle p(x) \rangle</m> and <m>p(x)</m> divides <m>f(x)</m>.
So <m>p(x)</m> is a polynomial of minimal degree having <m>\alpha</m> as a zero.
Any other polynomial of the same degree having <m>\alpha</m> as a zero must have the form
<m>\beta p( x)</m> for some <m>\beta \in F</m>.
</p>
<p>
Suppose now that <m>p(x) = r(x) s(x)</m> is a factorization of <m>p(x)</m> into polynomials of lower degree.
Since <m>p( \alpha ) = 0</m>,
<m>r( \alpha ) s( \alpha ) = 0</m>;
consequently,
either <m>r( \alpha )=0</m> or <m>s( \alpha ) = 0</m>,
which contradicts the fact that <m>p</m> is of minimal degree.
Therefore, <m>p(x)</m> must be irreducible.
</p>
</proof>
</theorem>
<p>
Let <m>E</m> be an extension field of <m>F</m> and
<m>\alpha \in E</m> be algebraic over <m>F</m>.
The unique monic polynomial <m>p(x)</m> of the last theorem is called the
<term>minimal polynomial</term><idx><h>Polynomial</h><h>minimal</h></idx><idx><h>Minimal polynomial</h></idx>
for <m>\alpha</m> over <m>F</m>.
The degree of <m>p(x)</m> is the
<term>degree of <m>\alpha</m> over <m>F</m></term>.
</p>
<example xml:id="fields-example-minimal-poly">
<p>
Let <m>f(x) = x^2 - 2</m> and <m>g(x) = x^4 - 4 x^2 + 1</m>.
These polynomials are the minimal polynomials of
<m>\sqrt{2}</m> and <m>\sqrt{2 + \sqrt{3} }</m>, respectively.
</p>
</example>
<proposition xml:id="fields-proposition-minimal-poly">
<statement>
<p>
Let <m>E</m> be a field extension of <m>F</m> and
<m>\alpha \in E</m> be algebraic over <m>F</m>.
Then <m>F( \alpha ) \cong F[x] / \langle p(x) \rangle</m>,
where <m>p(x)</m> is the minimal polynomial of <m>\alpha</m> over <m>F</m>.
</p>
</statement>
<proof>
<p>
Let <m>\phi_{\alpha} : F[x] \rightarrow E</m> be the evaluation homomorphism.
The kernel of this map is <m>\langle p(x) \rangle</m>,
where <m>p(x)</m> is the minimal polynomial of <m>\alpha</m>.
By the First Isomorphism Theorem for rings,
the image of <m>\phi_{\alpha}</m> in <m>E</m> is isomorphic to
<m>F( \alpha )</m> since it contains both <m>F</m> and <m>\alpha</m>.
</p>
</proof>
</proposition>
<!-- Corrected the kernel of <m>\phi_{\alpha}</m>. Suggested by Aleks Vlasev. - TWJ 8/10/2011 -->
<theorem xml:id="fields-theorem-simple_extension">
<statement>
<p>
Let <m>E = F( \alpha )</m> be a simple extension of <m>F</m>,
where <m>\alpha \in E</m> is algebraic over <m>F</m>.
Suppose that the degree of <m>\alpha</m> over <m>F</m> is <m>n</m>.
Then every element <m>\beta \in E</m> can be expressed uniquely in the form
<me>
\beta = b_0 + b_1 \alpha + \cdots + b_{n-1} \alpha^{n - 1}
</me>
for <m>b_i \in F</m>.
</p>
</statement>
<proof>
<p>
Since <m>\phi_{\alpha} ( F[x] ) \cong F( \alpha )</m>,
every element in <m>E = F( \alpha )</m> must be of the form <m>\phi_{\alpha} ( f(x) ) = f( \alpha )</m>,
where <m>f(\alpha)</m> is a polynomial in <m>\alpha</m> with coefficients in <m>F</m>.
Let
<me>
p(x) = x^n + a_{n - 1} x^{n - 1} + \cdots + a_0
</me>
be the minimal polynomial of <m>\alpha</m>.
Then <m>p( \alpha ) = 0</m>; hence,
<me>
{\alpha}^n = - a_{n - 1} {\alpha}^{n - 1} - \cdots - a_0
</me>.
Similarly,
<md>
<mrow>{\alpha}^{n + 1} & = {\alpha} {\alpha}^n</mrow>
<mrow>& = - a_{n - 1} {\alpha}^n - a_{n - 2} {\alpha}^{n - 1} - \cdots - a_0 {\alpha}</mrow>
<mrow>& = - a_{n - 1}( - a_{n - 1} {\alpha}^{n - 1} - \cdots - a_0) - a_{n - 2} {\alpha}^{n - 1} - \cdots - a_0 {\alpha}</mrow>
</md>.
Continuing in this manner,
we can express every monomial <m>{\alpha}^m</m>, <m>m \geq n</m>,
as a linear combination of powers of
<m>{\alpha}</m> that are less than <m>n</m>.
Hence, any <m>\beta \in F( \alpha )</m> can be written as
<me>
\beta = b_0 + b_1 \alpha + \cdots + b_{n - 1} \alpha^{n - 1}
</me>.
</p>
<p>
To show uniqueness, suppose that
<me>
\beta = b_0 + b_1 \alpha + \cdots + b_{n-1} \alpha^{n-1} = c_0 + c_1 \alpha + \cdots + c_{n - 1} \alpha^{n - 1}
</me>
for <m>b_i</m> and <m>c_i</m> in <m>F</m>.
Then
<me>
g(x) = (b_0 - c_0) + (b_1 - c_1) x + \cdots + (b_{n - 1} - c_{n - 1})x^{n - 1}
</me>
is in <m>F[x]</m> and <m>g( \alpha ) = 0</m>.
Since the degree of <m>g(x)</m> is less than the degree of <m>p( x )</m>,
the irreducible polynomial of <m>\alpha</m>,
<m>g(x)</m> must be the zero polynomial.
Consequently,
<me>
b_0 - c_0 = b_1 - c_1 = \cdots = b_{n - 1} - c_{n - 1} = 0
</me>,
or <m>b_i = c_i</m> for <m>i = 0, 1, \ldots, n-1</m>.
Therefore, we have shown uniqueness.
</p>
</proof>
</theorem>
<!-- Changed = to \cong. Suggested by Aleks Vlasev. - TWJ 8/10/2011 -->
<example xml:id="fields-example-isomorph">
<p>
Since <m>x^2 + 1</m> is irreducible over <m>{\mathbb R}</m>,
<m>\langle x^2 + 1 \rangle</m> is a maximal ideal in <m>{\mathbb R}[x]</m>.
So <m>E = {\mathbb R}[x]/\langle x^2 + 1 \rangle</m> is a field extension of
<m>{\mathbb R}</m> that contains a root of <m>x^2 + 1</m>.
Let <m>\alpha = x + \langle x^2 + 1 \rangle</m>.
We can identify <m>E</m> with the complex numbers.
By <xref ref="fields-proposition-minimal-poly"/>,
<m>E</m> is isomorphic to <m>{\mathbb R}( \alpha ) = \{ a + b \alpha : a, b \in {\mathbb R} \}</m>.
We know that <m>\alpha^2 = -1</m> in <m>E</m>, since
<md>
<mrow>\alpha^2 + 1 & = (x + \langle x^2 + 1 \rangle)^2 + (1 + \langle x^2 + 1 \rangle)</mrow>
<mrow>& = (x^2 + 1) + \langle x^2 + 1 \rangle</mrow>
<mrow>& = 0</mrow>
</md>.
Hence, we have an isomorphism of <m>{\mathbb R}( \alpha )</m> with
<m>{\mathbb C}</m> defined by the map that takes <m>a + b \alpha</m> to <m>a + bi</m>.
</p>
</example>
<p>
Let <m>E</m> be a field extension of a field <m>F</m>.
If we regard <m>E</m> as a vector space over <m>F</m>,
then we can bring the machinery of linear algebra to bear on the problems that we will encounter in our study of fields.
The elements in the field <m>E</m> are vectors;
the elements in the field <m>F</m> are scalars.
We can think of addition in <m>E</m> as adding vectors.
When we multiply an element in <m>E</m> by an element of <m>F</m>,
we are multiplying a vector by a scalar.
This view of field extensions is especially fruitful if a field extension <m>E</m> of <m>F</m> is a finite dimensional vector space over <m>F</m>,
and <xref ref="fields-theorem-simple_extension"/> states that
<m>E = F(\alpha )</m> is finite dimensional vector space over <m>F</m> with basis <m>\{ 1, \alpha, {\alpha}^2, \ldots, {\alpha}^{n - 1} \}</m>.
</p>
<p>
If an extension field <m>E</m> of a field <m>F</m> is a finite dimensional vector space over <m>F</m> of dimension <m>n</m>,
then we say that <m>E</m> is a
<idx><h>Extension</h><h>finite</h></idx><term>finite extension of degree <m>n</m> over <m>F</m></term>.
We write
<me>
[E:F]= n
</me>.
to indicate the dimension of <m>E</m> over <m>F</m>.
<notation>
<usage><m>[E:F]</m></usage>
<description>dimension of a field extension of <m>E</m> over <m>F</m></description>
</notation>
</p>
<theorem xml:id="fields-theorem-finite-extension">
<statement>
<p>
Every finite extension field <m>E</m> of a field <m>F</m> is an algebraic extension.
</p>
</statement>
<proof>
<p>
Let <m>\alpha \in E</m>.
Since <m>[E:F] = n</m>, the elements
<me>
1, \alpha, \ldots, {\alpha}^n
</me>
cannot be linearly independent.
Hence, there exist <m>a_i \in F</m>, not all zero, such that
<me>
a_n {\alpha}^n + a_{n - 1} {\alpha}^{n - 1} + \cdots + a_1 \alpha + a_0 = 0
</me>.
Therefore,
<me>
p(x) = a_n x^n + \cdots + a_0 \in F[x]
</me>
is a nonzero polynomial with <m>p( \alpha ) = 0</m>.
</p>
</proof>
</theorem>
<remark>
<p>
<xref ref="fields-theorem-finite-extension"/> says that every finite extension of a field <m>F</m> is an algebraic extension.
The converse is false, however.
We will leave it as an exercise to show that the set of all elements in
<m>{\mathbb R}</m> that are algebraic over
<m>{\mathbb Q}</m> forms an infinite field extension of <m>{\mathbb Q}</m>.
</p>
</remark>
<p>
The next theorem is a counting theorem,
similar to Lagrange's Theorem in group theory.
<xref ref="fields-theorem-tower-indices"/> will prove to be an extremely useful tool in our investigation of finite field extensions.
</p>
<!--Changed the refrerence in the preceding paragraph to the next theorem instead of the previous theorem. TWJ 13/6/2014-->
<theorem xml:id="fields-theorem-tower-indices">
<statement>
<p>
If <m>E</m> is a finite extension of <m>F</m> and <m>K</m> is a finite extension of <m>E</m>,
then <m>K</m> is a finite extension of <m>F</m> and
<me>
[K:F]= [K:E] [E:F]
</me>.
</p>
</statement>
<proof>
<p>
Let <m>\{ \alpha_1, \ldots, \alpha_n \}</m> be a basis for <m>E</m> as a vector space over <m>F</m> and
<m>\{ \beta_1, \ldots, \beta_m \}</m> be a basis for <m>K</m> as a vector space over <m>E</m>.
We claim that <m>\{ \alpha_i \beta_j \}</m> is a basis for <m>K</m> over <m>F</m>.
We will first show that these vectors span <m>K</m>.
Let <m>u \in K</m>.
Then <m>u = \sum_{j = 1}^{m} b_j \beta_j</m> and <m>b_j = \sum_{i = 1}^{n} a_{ij} \alpha_i</m>,
where <m>b_j \in E</m> and <m>a_{ij} \in F</m>.
Then
<me>
u = \sum_{j = 1}^{m} \left( \sum_{i = 1}^{n} a_{ij} \alpha_i \right) \beta_j = \sum_{i,j} a_{ij} ( \alpha_i \beta_j )
</me>.
So the <m>mn</m> vectors <m>\alpha_i \beta_j</m> must span <m>K</m> over <m>F</m>.
</p>
<p>
We must show that <m>\{ \alpha_i \beta_j \}</m> are linearly independent.
Recall that a set of vectors
<m>v_1, v_2, \ldots,
v_n</m> in a vector space <m>V</m> are linearly independent if
<me>
c_1 v_1 + c_2 v_2 + \cdots + c_n v_n = 0
</me>
implies that
<me>
c_1 = c_2 = \cdots = c_n = 0
</me>.
Let
<me>
u = \sum_{i,j} c_{ij} ( \alpha_i \beta_j ) = 0
</me>
for <m>c_{ij} \in F</m>.
We need to prove that all of the <m>c_{ij}</m>'s are zero.
We can rewrite <m>u</m> as
<me>
\sum_{j = 1}^{m} \left( \sum_{i = 1}^{n} c_{ij} \alpha_i \right) \beta_j = 0
</me>,
where <m>\sum_i c_{ij} \alpha_i \in E</m>.
Since the <m>\beta_j</m>'s are linearly independent over <m>E</m>,
it must be the case that
<me>
\sum_{i = 1}^n c_{ij} \alpha_i = 0
</me>
for all <m>j</m>.
However, the <m>\alpha_j</m> are also linearly independent over <m>F</m>.
Therefore, <m>c_{ij} = 0</m> for all <m>i</m> and <m>j</m>,
which completes the proof.
</p>
</proof>
</theorem>
<p>
The following corollary is easily proved using mathematical induction.
</p>
<corollary>
<statement>
<p>
If <m>F_i</m> is a field for
<m>i = 1, \dots,
k</m> and <m>F_{i+1}</m> is a finite extension of <m>F_i</m>,
then <m>F_k</m> is a finite extension of <m>F_1</m> and
<me>
[F_k : F_1] = [F_k : F_{k-1} ] \cdots [F_2 : F_1 ]
</me>.
</p>
</statement>
</corollary>
<corollary>
<statement>
<p>
Let <m>E</m> be an extension field of <m>F</m>.
If <m>\alpha \in E</m> is algebraic over <m>F</m> with minimal polynomial <m>p(x)</m> and
<m>\beta \in F( \alpha )</m> with minimal polynomial <m>q(x)</m>,
then <m>\deg q(x)</m> divides <m>\deg p(x)</m>.
</p>
</statement>
<proof>
<p>
We know that <m>\deg p(x) = [F( \alpha ) : F ]</m> and <m>\deg q(x) = [F( \beta ) : F ]</m>.
Since <m>F \subset F( \beta ) \subset F( \alpha )</m>,
<me>
[F( \alpha ) : F ]= [ F( \alpha ) : F( \beta ) ] [ F( \beta ) : F ]
</me>.
</p>
</proof>
</corollary>
<example xml:id="fields-example-sqrt3-sqrt5">
<p>
Let us determine an extension field of
<m>{\mathbb Q}</m> containing <m>\sqrt{3} + \sqrt{5}</m>.
It is easy to determine that the minimal polynomial of
<m>\sqrt{3} + \sqrt{5}</m> is <m>x^4 - 16 x^2 + 4</m>.
It follows that
<me>
[{\mathbb Q}( \sqrt{3} + \sqrt{5}\, ) : {\mathbb Q} ] = 4
</me>.
We know that <m>\{ 1, \sqrt{3}\, \}</m> is a basis for
<m>{\mathbb Q}( \sqrt{3}\, )</m> over <m>{\mathbb Q}</m>.
Hence, <m>\sqrt{3} + \sqrt{5}</m> cannot be in <m>{\mathbb Q}( \sqrt{3}\, )</m>.
It follows that <m>\sqrt{5}</m> cannot be in <m>{\mathbb Q}( \sqrt{3}\, )</m> either.
Therefore, <m>\{ 1, \sqrt{5}\, \}</m> is a basis for <m>{\mathbb Q}( \sqrt{3}, \sqrt{5}\, ) = ( {\mathbb Q}(\sqrt{3}\, ))( \sqrt{5}\, )</m> over
<m>{\mathbb Q}( \sqrt{3}\, )</m> and <m>\{ 1, \sqrt{3}, \sqrt{5}, \sqrt{3} \sqrt{5} = \sqrt{15}\, \}</m> is a basis for
<m>{\mathbb Q}( \sqrt{3}, \sqrt{5}\, ) = {\mathbb Q}( \sqrt{3} + \sqrt{5}\, )</m> over <m>{\mathbb Q}</m>.
This example shows that it is possible that some extension
<m>F( \alpha_1, \ldots, \alpha_n )</m> is actually a simple extension of <m>F</m> even though <m>n \gt 1</m>.
</p>
</example>
<!-- Changed minimal polynomial from <m>x^4 - 16 x + 4</m> to <m>x^4 - 16 x^2 + 4</m>. Discovered by Bradley Noyes - TWJ 3/25/2011 -->
<example xml:id="fields-example-cubert5-sqrt5-i">
<p>
Let us compute a basis for <m>{\mathbb Q}( \sqrt[3]{5}, \sqrt{5} \, i )</m>,
where <m>\sqrt{5}</m> is the positive square root of <m>5</m> and
<m>\sqrt[3]{5}</m> is the real cube root of <m>5</m>.
We know that <m>\sqrt{5} \, i \notin {\mathbb Q}(\sqrt[3]{5}\, )</m>, so
<me>
[ {\mathbb Q}(\sqrt[3]{5}, \sqrt{5}\, i) : {\mathbb Q}(\sqrt[3]{5}\, )] = 2
</me>.
It is easy to determine that <m>\{ 1, \sqrt{5}i\, \}</m> is a basis for
<m>{\mathbb Q}( \sqrt[3]{5}, \sqrt{5}\, i )</m> over <m>{\mathbb Q}( \sqrt[3]{5}\, )</m>.
We also know that <m>\{ 1, \sqrt[3]{5}, (\sqrt[3]{5}\, )^2 \}</m> is a basis for
<m>{\mathbb Q}(\sqrt[3]{5}\, )</m> over <m>{\mathbb Q}</m>.
Hence, a basis for <m>{\mathbb Q}(\sqrt[3]{5}, \sqrt{5}\, i )</m> over <m>{\mathbb Q}</m> is
<me>
\{ 1, \sqrt{5}\, i, \sqrt[3]{5}, (\sqrt[3]{5}\, )^2, (\sqrt[6]{5}\, )^5 i, (\sqrt[6]{5}\, )^7 i = 5 \sqrt[6]{5}\, i \text{ or } \sqrt[6]{5}\, i \}
</me>.
Notice that <m>\sqrt[6]{5}\, i</m> is a zero of <m>x^6 + 5</m>.
We can show that this polynomial is irreducible over
<m>{\mathbb Q}</m> using Eisenstein's Criterion,
where we let <m>p = 5</m>.
Consequently,
<me>
{\mathbb Q} \subset {\mathbb Q}( \sqrt[6]{5}\, i) \subset {\mathbb Q}( \sqrt[3]{5}, \sqrt{5}\, i )
</me>.
But it must be the case that <m>{\mathbb Q}( \sqrt[6]{5}\, i) = {\mathbb Q}( \sqrt[3]{5}, \sqrt{5}\, i )</m>,
since the degree of both of these extensions is <m>6</m>.
</p>
</example>
<!-- Corrected typo in the last set inclusion. Suggest2/9/2013 -->
<theorem>
<statement>
<p>
Let <m>E</m> be a field extension of <m>F</m>.
Then the following statements are equivalent.
<ol>
<li>
<p>
<m>E</m> is a finite extension of <m>F</m>.
</p>
</li>
<li>
<p>
There exists a finite number of algebraic elements
<m>\alpha_1, \ldots, \alpha_n \in E</m> such that <m>E = F(\alpha_1, \ldots, \alpha_n)</m>.
</p>
</li>
<li>
<p>
There exists a sequence of fields
<me>
E = F(\alpha_1, \ldots, \alpha_n) \supset F(\alpha_1, \ldots, \alpha_{n-1} ) \supset \cdots \supset F( \alpha_1 ) \supset F
</me>,
where each field <m>F(\alpha_1, \ldots, \alpha_i)</m> is algebraic over <m>F(\alpha_1, \ldots, \alpha_{i-1})</m>.
</p>
</li>
</ol>
</p>
</statement>
<proof>
<p>
(1) <m>\Rightarrow</m> (2).
Let <m>E</m> be a finite algebraic extension of <m>F</m>.
Then <m>E</m> is a finite dimensional vector space over <m>F</m> and there exists a basis consisting of elements
<m>\alpha_1, \ldots, \alpha_n</m> in <m>E</m> such that <m>E = F(\alpha_1, \ldots, \alpha_n)</m>.
Each <m>\alpha_i</m> is algebraic over <m>F</m> by <xref ref="fields-theorem-finite-extension"/>.
</p>
<p>
(2) <m>\Rightarrow</m> (3).
Suppose that <m>E = F(\alpha_1, \ldots, \alpha_n)</m>,
where every <m>\alpha_i</m> is algebraic over <m>F</m>.
Then
<me>
E = F(\alpha_1, \ldots, \alpha_n) \supset F(\alpha_1, \ldots, \alpha_{n - 1} ) \supset \cdots \supset F( \alpha_1 ) \supset F
</me>,
where each field <m>F(\alpha_1, \ldots, \alpha_i)</m> is algebraic over <m>F(\alpha_1, \ldots, \alpha_{i - 1})</m>.
</p>
<p>
(3) <m>\Rightarrow</m> (1).
Let
<me>
E = F(\alpha_1, \ldots, \alpha_n) \supset F(\alpha_1, \ldots, \alpha_{n - 1} ) \supset \cdots \supset F( \alpha_1 ) \supset F
</me>,
where each field <m>F(\alpha_1, \ldots, \alpha_i)</m> is algebraic over <m>F(\alpha_1, \ldots, \alpha_{i - 1})</m>.
Since
<me>
F(\alpha_1, \ldots, \alpha_i) = F(\alpha_1, \ldots, \alpha_{i - 1} )(\alpha_i)
</me>
is simple extension and <m>\alpha_i</m> is algebraic over <m>F(\alpha_1, \ldots, \alpha_{i - 1})</m>,
it follows that
<me>
[ F(\alpha_1, \ldots, \alpha_i) : F(\alpha_1, \ldots, \alpha_{i - 1} )]
</me>
is finite for each <m>i</m>.
Therefore, <m>[E : F]</m> is finite.
</p>
</proof>
</theorem>
</subsection>
<subsection xml:id="fields-subsection-algebraic-closure">
<title>Algebraic Closure</title>
<p>
Given a field <m>F</m>,
the question arises as to whether or not we can find a field <m>E</m> such that every polynomial <m>p(x)</m> has a root in <m>E</m>.
This leads us to the following theorem.
</p>
<theorem>
<statement>
<p>
Let <m>E</m> be an extension field of <m>F</m>.
The set of elements in <m>E</m> that are algebraic over <m>F</m> form a field.
</p>
</statement>
<!-- Changed <m>\alpha \pm \beta</m>, $\alpha / -->
<!-- \beta<m>, and </m>\alpha / \beta<m> to </m>\alpha \pm \beta<m>, </m>\alpha -->
<!-- \beta<m>, and </m>\alpha / \beta$ Suggested by Aleks Vlasev. - TWJ 8/10/2011 -->
<proof>
<p>
Let <m>\alpha, \beta \in E</m> be algebraic over <m>F</m>.
Then <m>F( \alpha, \beta )</m> is a finite extension of <m>F</m>.
Since every element of <m>F( \alpha, \beta )</m> is algebraic over <m>F</m>,
<m>\alpha \pm \beta</m>, <m>\alpha \beta</m>,
and <m>\alpha / \beta</m> (<m>\beta \neq 0</m>) are all algebraic over <m>F</m>.
Consequently,
the set of elements in <m>E</m> that are algebraic over <m>F</m> form a field.
</p>
</proof>
</theorem>
<corollary xml:id="fields-corollary-algebraic-numbers-field">
<statement>
<p>
The set of all algebraic numbers forms a field;
that is, the set of all complex numbers that are algebraic over <m>{\mathbb Q}</m> makes up a field.
</p>
</statement>
</corollary>
<p>
Let <m>E</m> be a field extension of a field <m>F</m>.
We define the <term>algebraic closure</term><idx><h>Algebraic closure</h></idx>
of a field <m>F</m> in <m>E</m> to be the field consisting of all elements in <m>E</m> that are algebraic over <m>F</m>.
A field <m>F</m> is <term>algebraically closed</term><idx><h>Field</h><h>algebraically closed</h></idx> if every nonconstant polynomial in <m>F[x]</m> has a root in <m>F</m>.
</p>
<theorem>
<statement>
<p>
A field <m>F</m> is algebraically closed if and only if every nonconstant polynomial in <m>F[x]</m> factors into linear factors over <m>F[x]</m>.
</p>
</statement>
<proof>
<p>
Let <m>F</m> be an algebraically closed field.
If <m>p(x) \in F[x]</m> is a nonconstant polynomial,
then <m>p(x)</m> has a zero in <m>F</m>, say <m>\alpha</m>.
Therefore, <m>x-\alpha</m> must be a factor of <m>p(x)</m> and so <m>p(x) = (x - \alpha) q_1(x)</m>,
where <m>\deg q_1(x) = \deg p(x) - 1</m>.
Continue this process with <m>q_1(x)</m> to find a factorization
<me>
p(x) = (x - \alpha)(x - \beta)q_2(x)
</me>,
where <m>\deg q_2(x) = \deg p(x) -2</m>.
The process must eventually stop since the degree of <m>p(x)</m> is finite.
</p>
<p>
Conversely, suppose that every nonconstant polynomial <m>p(x)</m> in <m>F[x]</m> factors into linear factors.
Let <m>ax - b</m> be such a factor.
Then <m>p( b/a ) = 0</m>.
Consequently, <m>F</m> is algebraically closed.
</p>
</proof>
</theorem>
<corollary>
<statement>
<p>
An algebraically closed field <m>F</m> has no proper algebraic extension <m>E</m>.
</p>
</statement>
<proof>
<p>
Let <m>E</m> be an algebraic extension of <m>F</m>;
then <m>F \subset E</m>.
For <m>\alpha \in E</m>,
the minimal polynomial of <m>\alpha</m> is <m>x - \alpha</m>.
Therefore, <m>\alpha \in F</m> and <m>F = E</m>.
</p>
</proof>
</corollary>
<theorem>
<statement>
<p>
Every field <m>F</m> has a unique algebraic closure.
</p>
</statement>
</theorem>
<p>
It is a nontrivial fact that every field has a unique algebraic closure.
The proof is not extremely difficult,
but requires some rather sophisticated set theory.
We refer the reader to [3], [4], or [8] for a proof of this result.
</p>
<!-- not sure how to number these references within the chapter - 19 August 2010 - TWJ -->
<p>
We now state the Fundamental Theorem of Algebra,
first proven by Gauss at the age of 22 in his doctoral thesis.
This theorem states that every polynomial with coefficients in the complex numbers has a root in the complex numbers.
The proof of this theorem will be given in <xref ref="galois"/>.
</p>
<theorem>
<title>Fundamental Theorem of Algebra</title>
<idx>
<h>Fundamental Theorem</h>
<h>of Algebra</h>
</idx>
<statement>
<p>
The field of complex numbers is algebraically closed.
</p>
</statement>
</theorem>
</subsection>
</section>
<section xml:id="fields-section-splitting-fields">
<title>Splitting Fields</title>
<p>
Let <m>F</m> be a field and <m>p(x)</m> be a nonconstant polynomial in <m>F[x]</m>.
We already know that we can find a field extension of <m>F</m> that contains a root of <m>p(x)</m>.
However, we would like to know whether an extension <m>E</m> of <m>F</m> containing all of the roots of <m>p(x)</m> exists.
In other words,
can we find a field extension of <m>F</m> such that <m>p(x)</m> factors into a product of linear polynomials?
What is the <q>smallest</q> extension containing all the roots of <m>p(x)</m>?
</p>
<p>
Let <m>F</m> be a field and
<m>p(x) = a_0 + a_1 x + \cdots + a_n x^n</m> be a nonconstant polynomial in <m>F[x]</m>.
An extension field <m>E</m> of <m>F</m> is a
<term>splitting field</term><idx><h>Splitting field</h></idx><idx><h>Field</h><h>splitting</h></idx>
of <m>p(x)</m> if there exist elements
<m>\alpha_1, \ldots, \alpha_n</m> in <m>E</m> such that <m>E = F( \alpha_1, \ldots, \alpha_n )</m> and
<me>
p(x) = ( x - \alpha_1 )(x - \alpha_2) \cdots (x - \alpha_n)
</me>.
A polynomial <m>p(x) \in F[x]</m> <term>splits</term>
in <m>E</m> if it is the product of linear factors in <m>E[x]</m>.
</p>
<example xml:id="fields-example-splitting">
<p>
Let <m>p(x) = x^4 + 2x^2 - 8</m> be in <m>{\mathbb Q}[x]</m>.
Then <m>p(x)</m> has irreducible factors <m>x^2 -2</m> and <m>x^2 + 4</m>.
Therefore, the field <m>{\mathbb Q}( \sqrt{2}, i )</m> is a splitting field for <m>p(x)</m>.
</p>
</example>
<example xml:id="fields-example-cube-root-not-splitting">
<p>
Let <m>p(x) = x^3 - 3</m> be in <m>{\mathbb Q}[x]</m>.
Then <m>p(x)</m> has a root in the field <m>{\mathbb Q}( \sqrt[3]{3}\, )</m>.
However, this field is not a splitting field for <m>p(x)</m> since the complex cube roots of 3,
<me>
\frac{ -\sqrt[3]{3} \pm (\sqrt[6]{3}\, )^5 i }{2}
</me>,
are not in <m>{\mathbb Q}( \sqrt[3]{3}\, )</m>.
</p>
</example>
<theorem>
<statement>
<p>
Let <m>p(x) \in F[x]</m> be a nonconstant polynomial.
Then there exists a splitting field <m>E</m> for <m>p(x)</m>.
</p>
</statement>
<proof>
<p>
We will use mathematical induction on the degree of <m>p(x)</m>.
If <m>\deg p(x) = 1</m>,
then <m>p(x)</m> is a linear polynomial and <m>E = F</m>.
Assume that the theorem is true for all polynomials of degree <m>k</m> with
<m>1 \leq k \lt n</m> and let <m>\deg p(x) = n</m>.