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Original file line number Diff line number Diff line change
Expand Up @@ -514,7 +514,8 @@ object KafkaMicroBatchStream extends Logging {
latestAvailablePartitionOffsets: Option[PartitionOffsetMap]): ju.Map[String, String] = {
val offset = Option(latestConsumedOffset.orElse(null))

if (offset.nonEmpty && latestAvailablePartitionOffsets.isDefined) {
if (offset.nonEmpty && latestAvailablePartitionOffsets.isDefined &&
latestAvailablePartitionOffsets.get != null) {
val consumedPartitionOffsets = offset.map(KafkaSourceOffset(_)).get.partitionToOffsets
val offsetsBehindLatest = latestAvailablePartitionOffsets.get
.map(partitionOffset => partitionOffset._2 -
Expand Down
Original file line number Diff line number Diff line change
Expand Up @@ -44,7 +44,7 @@ import org.apache.spark.sql.execution.exchange.ReusedExchangeExec
import org.apache.spark.sql.execution.streaming._
import org.apache.spark.sql.execution.streaming.checkpointing.OffsetSeqBase
import org.apache.spark.sql.execution.streaming.continuous.ContinuousExecution
import org.apache.spark.sql.execution.streaming.runtime.{MicroBatchExecution, StreamExecution, StreamingExecutionRelation}
import org.apache.spark.sql.execution.streaming.runtime.{MicroBatchExecution, StreamExecution, StreamingExecutionRelation, StreamingQueryWrapper}
import org.apache.spark.sql.execution.streaming.runtime.AsyncProgressTrackingMicroBatchExecution.{ASYNC_PROGRESS_TRACKING_CHECKPOINTING_INTERVAL_MS, ASYNC_PROGRESS_TRACKING_ENABLED}
import org.apache.spark.sql.functions.{count, expr, window}
import org.apache.spark.sql.internal.SQLConf
Expand Down Expand Up @@ -1589,6 +1589,272 @@ abstract class KafkaMicroBatchSourceSuiteBase extends KafkaSourceSuiteBase with
q.stop()
}
}

test("sequential union: bounded Kafka then live Kafka with watermarking " +
"and dropDuplicatesWithinWatermark") {
import testImplicits._

withSQLConf(
SQLConf.STREAMING_OFFSET_LOG_FORMAT_VERSION.key -> "2",
SQLConf.ENABLE_STREAMING_SOURCE_EVOLUTION.key -> "true") {

withTempDir { checkpointDir =>
withTempDir { outputDir =>
val checkpointLocation = checkpointDir.getCanonicalPath
val outputPath = outputDir.getCanonicalPath

val now = System.currentTimeMillis()

// Setup: First Kafka topic with historical data at older timestamps
val topic1 = newTopic()
testUtils.createTopic(topic1, partitions = 3)
val historicalData = (0 until 20).map { i =>
// Create JSON with timestamp field
s"""{"key":"key_$i","value":"key_$i:historical","timestamp":${now + i * 1000}}"""
}
testUtils.sendMessages(topic1, historicalData.toArray)

// Setup: Second Kafka topic with live data at newer timestamps
val topic2 = newTopic()
testUtils.createTopic(topic2, partitions = 3)
val liveData = (0 until 20).map { i =>
// Same keys but newer timestamps (later) - will be deduplicated
s"""{"key":"key_$i","value":"key_$i:live","timestamp":${now + 20000 + i * 1000}}"""
}
testUtils.sendMessages(topic2, liveData.toArray)

// Build sequential union query
val historicalStream = spark.readStream
.format("kafka")
.option("kafka.bootstrap.servers", testUtils.brokerAddress)
.option("subscribe", topic1)
.option("startingOffsets", "earliest")
.name("historical_kafka")
.load()
.selectExpr("CAST(value AS STRING) AS json")
.selectExpr(
"get_json_object(json, '$.key') as key",
"get_json_object(json, '$.value') as value",
"CAST(get_json_object(json, '$.timestamp') AS LONG) as event_time")
.selectExpr("key", "value", "CAST(event_time AS TIMESTAMP) as event_time")

val liveStream = spark.readStream
.format("kafka")
.option("kafka.bootstrap.servers", testUtils.brokerAddress)
.option("subscribe", topic2)
.option("startingOffsets", "earliest")
.name("live_kafka")
.load()
.selectExpr("CAST(value AS STRING) AS json")
.selectExpr(
"get_json_object(json, '$.key') as key",
"get_json_object(json, '$.value') as value",
"CAST(get_json_object(json, '$.timestamp') AS LONG) as event_time")
.selectExpr("key", "value", "CAST(event_time AS TIMESTAMP) as event_time")

// Use followedBy to create sequential union, then apply watermark and deduplication
val sequential = historicalStream
.followedBy(liveStream)
.withWatermark("event_time", "10 seconds")
.dropDuplicatesWithinWatermark("key")

// Write to Parquet sink
val query = sequential.writeStream
.outputMode("append")
.format("parquet")
.option("checkpointLocation", checkpointLocation)
.option("path", outputPath)
.trigger(Trigger.AvailableNow)
.start()

query.awaitTermination()

// Verify results
val result = spark.read.parquet(outputPath)
.select("key", "value")
.as[(String, String)]
.collect()
.toSeq

// We have 20 unique keys (key_0 through key_19)
val uniqueKeys = result.map(_._1).toSet
assert(uniqueKeys.size == 20,
s"Expected 20 unique keys but got ${uniqueKeys.size}")

// CRITICAL: Verify deduplication - all values should have ":historical" suffix
// because historical data was processed first and live duplicates were dropped
val allHistorical = result.forall(_._2.endsWith(":historical"))
assert(allHistorical,
s"Expected all values to be from historical source (first in sequence), " +
s"but found live values: ${result.filter(!_._2.endsWith(":historical"))}")

// Each key should appear exactly once
val keyCounts = result.groupBy(_._1).view.mapValues(_.size).toMap
keyCounts.foreach { case (key, count) =>
assert(count == 1,
s"Key $key appeared $count times, expected 1 (deduplication should keep first)")
}

// Verify sequential processing by examining the query execution
// The key verification is that deduplication worked correctly,
// which proves state continuity across the sequential transition.

// Additional verification: check that SequentialUnionExecution was used
val executionClass = query.asInstanceOf[StreamingQueryWrapper]
.streamingQuery.getClass.getName

// For now, we mainly verify correctness through the output data:
// - All 20 keys present (completeness)
// - All values from historical source (sequential ordering + dedup state continuity)
// - Each key exactly once (deduplication worked)
// These properties together prove sequential execution with state sharing
}
}
}
}

test("sequential union: union child followed by single source") {
import testImplicits._

withSQLConf(
SQLConf.STREAMING_OFFSET_LOG_FORMAT_VERSION.key -> "2",
SQLConf.ENABLE_STREAMING_SOURCE_EVOLUTION.key -> "true") {

withTempDir { checkpointDir =>
withTempDir { outputDir =>
val checkpointLocation = checkpointDir.getCanonicalPath
val outputPath = outputDir.getCanonicalPath

// Setup: Two Kafka topics for the first child (union)
val topic1 = newTopic()
testUtils.createTopic(topic1, partitions = 2)
val data1 = (0 until 10).map(i => s"topic1_$i")
testUtils.sendMessages(topic1, data1.toArray)

val topic2 = newTopic()
testUtils.createTopic(topic2, partitions = 2)
val data2 = (0 until 10).map(i => s"topic2_$i")
testUtils.sendMessages(topic2, data2.toArray)

// Setup: Third Kafka topic for the second child
val topic3 = newTopic()
testUtils.createTopic(topic3, partitions = 2)
val data3 = (0 until 10).map(i => s"topic3_$i")
testUtils.sendMessages(topic3, data3.toArray)

// Track write order with timestamps
var writeOrder = scala.collection.mutable.ListBuffer[(String, Long)]()

// Build first child as union of two sources
// Use maxOffsetsPerTrigger to force multiple batches
val stream1 = spark.readStream
.format("kafka")
.option("kafka.bootstrap.servers", testUtils.brokerAddress)
.option("subscribe", topic1)
.option("startingOffsets", "earliest")
.option("maxOffsetsPerTrigger", "3")
.name("union_source_1")
.load()
.selectExpr("CAST(value AS STRING) AS value", "timestamp")

val stream2 = spark.readStream
.format("kafka")
.option("kafka.bootstrap.servers", testUtils.brokerAddress)
.option("subscribe", topic2)
.option("startingOffsets", "earliest")
.option("maxOffsetsPerTrigger", "3")
.name("union_source_2")
.load()
.selectExpr("CAST(value AS STRING) AS value", "timestamp")

val unionChild = stream1.union(stream2)

// Build second child as single source
val stream3 = spark.readStream
.format("kafka")
.option("kafka.bootstrap.servers", testUtils.brokerAddress)
.option("subscribe", topic3)
.option("startingOffsets", "earliest")
.option("maxOffsetsPerTrigger", "3")
.name("sequential_source")
.load()
.selectExpr("CAST(value AS STRING) AS value", "timestamp")

// Sequential union: union child followed by single source
val sequential = unionChild.followedBy(stream3)

// Write to Parquet sink with batch tracking
val query = sequential.writeStream
.outputMode("append")
.format("parquet")
.option("checkpointLocation", checkpointLocation)
.option("path", outputPath)
.foreachBatch { (batchDF: Dataset[Row], batchId: Long) =>
// Track which topics appear in which batch
val batchValues = batchDF.select("value").as[String].collect()
batchValues.foreach { v =>
writeOrder += ((v, batchId))
}
// Write to parquet
batchDF.write.mode("append").parquet(outputPath)
}
.trigger(Trigger.AvailableNow)
.start()

query.awaitTermination()

// Debug: Check if SequentialUnionExecution was used
val executionClass = query.asInstanceOf[StreamingQueryWrapper]
.streamingQuery.getClass.getName
println(s"[DEBUG] Execution class: $executionClass")
println(s"[DEBUG] Write order: ${writeOrder.toList}")

// Verify results
val result = spark.read.parquet(outputPath)
.select("value")
.as[String]
.collect()
.toSet

// Should have all 30 values (10 from each topic)
assert(result.size == 30,
s"Expected 30 values but got ${result.size}")

// Verify all expected values are present
val expected = data1.toSet ++ data2.toSet ++ data3.toSet
assert(result == expected,
s"Result mismatch. Missing: ${expected.diff(result)}, Extra: ${result.diff(expected)}")

// CRITICAL: Verify ordering semantics
val topic1Batches = writeOrder.filter(_._1.startsWith("topic1_")).map(_._2).toSet
val topic2Batches = writeOrder.filter(_._1.startsWith("topic2_")).map(_._2).toSet
val topic3Batches = writeOrder.filter(_._1.startsWith("topic3_")).map(_._2).toSet

// 1. Verify topic1 and topic2 are interleaved (processed concurrently in union)
val unionBatches = topic1Batches ++ topic2Batches
val hasInterleavedData = topic1Batches.intersect(topic2Batches).nonEmpty
assert(hasInterleavedData,
s"Expected topic1 and topic2 to be interleaved in same batches, " +
s"but topic1 batches=$topic1Batches, topic2 batches=$topic2Batches")

// 2. Verify topic3 only starts AFTER both topic1 and topic2 are exhausted
val maxUnionBatch = if (unionBatches.nonEmpty) unionBatches.max else -1L
val minTopic3Batch = if (topic3Batches.nonEmpty) topic3Batches.min else Long.MaxValue

assert(minTopic3Batch > maxUnionBatch,
s"Sequential order violated: topic3 first batch ($minTopic3Batch) should be " +
s"after union last batch ($maxUnionBatch). " +
s"Union batches: $unionBatches, Topic3 batches: $topic3Batches")

// 3. Verify all topic3 data comes after all union data
val allTopic3AfterUnion = topic3Batches.forall(_ > maxUnionBatch)
assert(allTopic3AfterUnion,
s"All topic3 batches should be after union batches. " +
s"Union max: $maxUnionBatch, Topic3 batches: $topic3Batches")
}
}
}
}
}

abstract class KafkaMicroBatchV1SourceSuite extends KafkaMicroBatchSourceSuiteBase {
Expand Down
21 changes: 21 additions & 0 deletions sql/api/src/main/scala/org/apache/spark/sql/Dataset.scala
Original file line number Diff line number Diff line change
Expand Up @@ -1960,6 +1960,27 @@ abstract class Dataset[T] extends Serializable {
*/
def unionByName(other: Dataset[T], allowMissingColumns: Boolean): Dataset[T]

/**
* Returns a Dataset containing rows from this Dataset followed sequentially by rows from
* another Dataset. Unlike `union` which processes both datasets concurrently, this method
* processes this Dataset completely before starting the other Dataset.
*
* This is useful for scenarios like processing historical data followed by live streaming data.
* For example:
* {{{
* val historical = spark.readStream.format("parquet").load("/historical-data")
* val live = spark.readStream.format("kafka").option("subscribe", "events").load()
* val sequential = historical.followedBy(live)
* // Processes all historical data first, then transitions to live Kafka
* }}}
*
* @param other Another Dataset to append after this one completes
* @return A new Dataset with sequential union semantics
* @group typedrel
* @since 4.0.0
*/
def followedBy(other: Dataset[T]): Dataset[T]

/**
* Returns a new Dataset containing rows only in both this Dataset and another Dataset. This is
* equivalent to `INTERSECT` in SQL.
Expand Down
Original file line number Diff line number Diff line change
Expand Up @@ -675,6 +675,12 @@ class Dataset[T] private[sql] (
}
}

/** @inheritdoc */
def followedBy(other: sql.Dataset[T]): Dataset[T] = {
throw new UnsupportedOperationException(
"followedBy is not yet supported in Spark Connect")
}

/** @inheritdoc */
def intersect(other: sql.Dataset[T]): Dataset[T] = {
buildSetOp(other, proto.SetOperation.SetOpType.SET_OP_TYPE_INTERSECT) { builder =>
Expand Down
Original file line number Diff line number Diff line change
Expand Up @@ -1167,6 +1167,12 @@ class Dataset[T] private[sql](
combineUnions(Union(logicalPlan, other.logicalPlan))
}

/** @inheritdoc */
def followedBy(other: sql.Dataset[T]): Dataset[T] = withSetOperator {
SequentialStreamingUnion(logicalPlan :: other.logicalPlan :: Nil, byName = false,
allowMissingCol = false)
}

/** @inheritdoc */
def unionByName(other: sql.Dataset[T], allowMissingColumns: Boolean): Dataset[T] = {
withSetOperator {
Expand Down
Original file line number Diff line number Diff line change
Expand Up @@ -29,12 +29,13 @@ import org.apache.spark.annotation.Evolving
import org.apache.spark.internal.Logging
import org.apache.spark.internal.LogKeys.{CLASS_NAME, QUERY_ID, RUN_ID}
import org.apache.spark.sql.catalyst.catalog.CatalogTable
import org.apache.spark.sql.catalyst.plans.logical.SequentialStreamingUnion
import org.apache.spark.sql.catalyst.streaming.{WriteToStream, WriteToStreamStatement}
import org.apache.spark.sql.connector.catalog.{Identifier, SupportsWrite, Table, TableCatalog}
import org.apache.spark.sql.errors.QueryExecutionErrors
import org.apache.spark.sql.execution.streaming._
import org.apache.spark.sql.execution.streaming.continuous.ContinuousExecution
import org.apache.spark.sql.execution.streaming.runtime.{AsyncProgressTrackingMicroBatchExecution, MicroBatchExecution, StreamingQueryListenerBus, StreamingQueryWrapper}
import org.apache.spark.sql.execution.streaming.runtime.{AsyncProgressTrackingMicroBatchExecution, MicroBatchExecution, SequentialUnionExecution, StreamingQueryListenerBus, StreamingQueryWrapper}
import org.apache.spark.sql.execution.streaming.state.StateStoreCoordinatorRef
import org.apache.spark.sql.internal.SQLConf
import org.apache.spark.sql.internal.StaticSQLConf.STREAMING_QUERY_LISTENERS
Expand Down Expand Up @@ -222,6 +223,12 @@ class StreamingQueryManager private[sql] (
sparkSession.sessionState.executePlan(dataStreamWritePlan).analyzed
.asInstanceOf[WriteToStream]

// Detect if the query contains a SequentialStreamingUnion
val hasSequentialUnion = analyzedStreamWritePlan.inputQuery.exists {
case _: SequentialStreamingUnion => true
case _ => false
}

(sink, trigger) match {
case (_: SupportsWrite, trigger: ContinuousTrigger) =>
new StreamingQueryWrapper(new ContinuousExecution(
Expand All @@ -231,7 +238,15 @@ class StreamingQueryManager private[sql] (
extraOptions,
analyzedStreamWritePlan))
case _ =>
val microBatchExecution = if (useAsyncProgressTracking(extraOptions)) {
val microBatchExecution = if (hasSequentialUnion) {
// Use SequentialUnionExecution for queries with sequential union
new SequentialUnionExecution(
sparkSession,
trigger,
triggerClock,
extraOptions,
analyzedStreamWritePlan)
} else if (useAsyncProgressTracking(extraOptions)) {
if (trigger.isInstanceOf[RealTimeTrigger]) {
throw new SparkIllegalArgumentException(
errorClass = "STREAMING_REAL_TIME_MODE.ASYNC_PROGRESS_TRACKING_NOT_SUPPORTED"
Expand Down
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